Nasdaq PHLX LLC

Tal Cohen

Chief Executive Officer

Nelson Griggs

President

Bradley Peterson

Executive Vice President and Chief Information Officer/Chief Technology Officer

Ann M. Dennison

Executive Vice President and Chief Financial Officer

Bryan Smith

Executive Vice President and Chief People Officer

John A. Zecca

Executive Vice President, Chief Legal, Risk and Regulatory Officer

Eun Ah Choi

Senior Vice President

Jeffrey S. Davis

Senior Vice President

Michelle Daly

Senior Vice President, Controller and Principal Accounting Officer

Brenda Hoffman

Senior Vice President

Kevin Kennedy

Senior Vice President

Dana Laidhold

Senior Vice President and Treasurer

Phil Mackintosh

Senior Vice President

Lou Modano

Senior Vice President and Chief Information Security Officer

A. Michael Smith

Senior Vice President and Chief Audit Executive

Walt Smith

Senior Vice President

Sumeet Chawla

Vice President

Joseph Cusick

Vice President

Greg Ferrari

Vice President

Lori Bell Ginelewicz

Vice President

Arnold Golub

Vice President

Aubree Greenspun

Vice President

Thomas Kelly

Vice President

David Lawn

Vice President

Charles Mack

Vice President

Lee Anne Milhiser

Vice President

Erika Moore

Vice President and Corporate Secretary

Gregory Pelosi

Vice President

Cindy Retterer

Vice President

Marc Samuel

Vice President and Assistant Treasurer

David Strandberg

Vice President

Lisa Roberts

Vice President

John Yetter

Vice President

Tushar Mehta

Assistant Treasurer