Bob Greifeld is Chief Executive Officer of The NASDAQ OMX Group (NASDAQ: NDAQ), the world's largest exchange company.
Greifeld assumed leadership of NASDAQ in 2003, when the company's primary business was operating one equity market in the U.S. Today, NASDAQ OMX is a leading participant in the exchange and technology sector, delivering trading, listing, financial market technology and public company services across six continents. At $23.9 trillion, NASDAQ OMX was the leading global exchange based on value traded in 2008.
Mr. Greifeld has led NASDAQ OMX through a series of complex, innovative acquisitions that have extended its footprint across the world, spanning all asset classes. Most recently, he led the Exchange's combination with Stockholm-based OMX AB, as well as acquisitions of the Philadelphia Stock Exchange, the Boston Stock Exchange and Nord Pool, Europe's largest power market. Nasdaq OMX operates 22 markets, 10 clearing houses and supplies technology to another 65 exchanges around the world. Under Mr. Greifeld's leadership, the growth of The NASDAQ Stock Market has been consistent and enviable, with 16 consecutive quarters of top line growth. In January 2009, NASDAQ OMX was named "Company of the Year" by Forbes magazine. In March, NASDAQ OMX was ranked as one of the best performing companies in the U.S. as part of the "BusinessWeek 50."
Greifeld has been a strong advocate of modernizing exchanges and financial regulation to keep America's capital markets competitive. He has been outspoken on issues including Sarbanes Oxley, encouraging CEOs to embrace sound, modern regulation as consistent with good business practices. Greifeld has been critical of outmoded U.S. immigration policies, citing these as harmful to U.S. innovation and business growth.
Prior to joining NASDAQ OMX, Greifeld led the buy-side businesses for SunGard Data Systems. He was an entrepreneur for 10 years and with a small team, created what became the industry standard trade order management system for NASDAQ stocks. The company he led, Automated Securities Clearance and its technology platform, BRASS, was purchased by SunGard in 1999.
Greifeld holds a Masters in Business from New York University, Stern School of Business, and a B.A. in English from Iona College. His graduate school thesis was on the operation of The NASDAQ Stock Market.
Greifeld is a member of the Business Roundtable, the Financial Services Roundtable and the Partnership for New York City, an organization devoted to enhancing the local economy. He is Chairman of the USA Track & Field Foundation, which supports emerging athletes and inner city youth athletics.
Current as of: 03/09
Magnus Böcker
President
Magnus Böcker is President of the NASDAQ OMX Group. With over 20 years at the leading edge of the exchange industry, he brings a wealth of experience from the European and international capital markets to NASDAQ OMX.
Böcker has overall responsibility for a number of NASDAQ OMX business areas: Corporate Client Group, Corporate Services, Market Technology, Software Development, Global IT Services, and Carpenter Moore.
During Böcker's tenure as CEO of OMX (2003-08) he strengthened the position of the Nordic region as a part of the international financial market. In a period of three years, OMX integrated seven national exchanges in Northern Europe into one. Today the OMX Nordic Exchange offers trading in cash equities, fixed income and derivatives in Denmark, Finland, Sweden, Iceland, Estonia, Latvia and Lithuania. Over 850 companies now trade on the Nordic Exchange.
Böcker was also crucial in making OMX the world's largest provider of technology solutions for exchanges, clearing organizations, and securities depositories. Under Böcker's leadership, OMX set the benchmark for industry technology; a key recent achievement was the launch of Genium, the Next Generation Technology for the Exchange Industry.
While CEO of OMX, Böcker turned the company around from loss-making back to high profitability; in both 2006 and 2007 OMX reported its highest revenues and highest operating profit ever in company history, with continued operational improvements and increased activity by all business areas.
Böcker has long been an advocate for, and key actor in, the transformation of the global exchange industry. He is a Member of the Board of the World Federation of Exchanges (WFE). He also serves as Chairman of the Board of Dustin Group, and in 2000-06 he was Chairman of Orc Software.
Böcker began his career at OMX in 1986, and has served as Chief Financial Officer, Executive Vice President, Deputy CEO, and President of the OMX Technology division. Previously he was with Ernst & Young. He is a passionate runner with a marathon in his portfolio.
Bruce E. Aust is Executive Vice President, Corporate Client Group. In this role, Mr. Aust is responsible for global business development and relationship management with the 3,900 companies listed on The NASDAQ OMX Group, Inc. Mr. Aust oversees a regionally based sales force in the U.S. as well as global representatives serving countries including China, India, Israel, Russia, Japan, Korea, South America and the
Nordic and Baltic regions. During Mr. Aust's tenure, NASDAQ has attracted some of the country's highest profile IPOs, including JetBlue, Google, and Baidu, as well as NYSE company switches including Charles Schwab, Liberty Media, United and Sears. He has also built a corporate services business through the acquisition of Carpenter Moore, Shareholder.com, PrimeNewswire and Director's desk to assist companies
with investor relations, corporate governance and risk management.
Executive Vice President And Chief Information Officer
Anna M. Ewing is Executive Vice President and Chief Information Officer. In this capacity, Ms. Ewing is responsible for global software development and for NASDAQ OMX Group's technology roadmap. As NASDAQ's Chief Information Officer, she led the technology integration of the INET platform within NASDAQ's existing trading systems and was also the Technical Project Manager for the implementation of the NASDAQ Market Center and the integration of the Brut ECN. Prior to joining NASDAQ, Ms. Ewing was employed at CIBC World Markets in New York and Toronto, where she served as Managing Director of Global Applications Services and as a founding member of CIBC.com. Before that, Ms. Ewing served as Vice President at Merrill Lynch, where she held various leadership positions within the Corporate and Institutional Client Group Technology Division, including Global Head of Institutional Client Technology, Global Head of Financial Futures and Options Technology, Global Head of Prime Brokerage Technology and Regional Head of Technology at Merrill Lynch Canada.
Executive Vice President, Corporate Strategy and Global Data Products
Adena T. Friedman is Executive Vice President, Corporate Strategy and Global Data Products. Ms. Friedman's responsibilities include identifying and developing strategic opportunities, including mergers and acquisitions. Ms. Friedman led the team responsible for the successful acquisition of OMX AB. In addition, Friedman oversaw the acquisition of INET, as well as the establishment of working agreements with other global exchanges, including the Shanghai Stock Exchange and the Tel Aviv Stock Exchange. Ms. Friedman also oversees a key business unit, Global Data Products, which is focused on global dissemination of market information and analytical tools to support and provide market transparency for securities traded through the NASDAQ and OMX exchanges. Ms. Friedman joined NASDAQ in 1993.
Carl-Magnus Hallberg is Senior Vice President of Global IT Services. In this position, he is responsible for the day to day IT operations and support services to customers around the world, including NASDAQ OMX internal operations and support.
Hallberg joined OMX in 2001 and was previously head of the IT Services business within OMX Market Technology. During Hallberg's leadership, the unit grew to be one of the largest providers of IT outsourcing in the securities industry, with technology and processes tailored to meet the highest demands of its clients.Hallberg has also been actively involved in various mergers and acquisitions within OMX and Chairman of Appmind, a majority owned subsidiary of OMX.
Prior to joining OMX, Hallberg spent close to ten years in the telecom industry, predominantly at Ericsson where he held a number of positions in technology development as well as the post of Vice President EMEA Sales in Internet and Data Communications.
Hallberg is a veteran in IT. Throughout his professional career, he has been engaged in various IT projects in and around work. He was one of the pioneers programming industry applications for PC's back in the 80s. Hallberg holds a Master of Science in Computer Science and Engineering from Chalmers University of Technology and a Master in International Business Administration from Chalmers and University of Economics, Gothenburg.
Current as of: 03/08
Ronald Hassen
Senior Vice President and Controller
Ronald Hassen has served as Senior Vice President and Controller since March 2002 and Principal Accounting Officer since May 2002. Previously, Mr. Hassen served as Treasurer from November 2002 through January 2007. Prior to joining Nasdaq, Hassen served as Controller of Deutsche Bank North America from June 1999, after its acquisition of Bankers Trust Company. Mr. Hassen joined Bankers Trust in 1989, serving most recently as Principal Accounting Officer from 1997 until the company's acquisition by Deutsche Bank.
Executive Vice President, Worldwide Marketing and Financial Products
As Chief Marketing Officer, Mr. Jacobs leads the strategic development and implementation of the branding and messaging for The NASDAQ OMX Group. Mr. Jacobs is also charged with maximizing and monetizing opportunities presented by NASDAQ OMX Group's index data through the creation of index products and financial instruments for use by the trading and investing community. Among other things, Mr. Jacobs is known for being the creator of the NASDAQ-100 ETF - the QQQs. He most recently led NASDAQ's modernization and further push into the 144A market through its PORTAL marketplace.
Hans-Ole Jochumsen is Executive Vice President of Transaction Services Nordics. Transaction Services Nordics is an integrated marketplace of seven independent Nordic and Baltic exchanges, also called the Nordic Exchange. The Nordic Exchange offers trading of Nordic and Baltic securities shares, derivatives and fixed income products, all traded on highly efficient trading systems enabling easy cross border trading. Jochumsen is also responsible for Broker Services, OMX's offering of back office and custody solutions to Nordic clients.
As President Transaction Services Nordics Jochumsen's responsibility is to successfully lead the Nordic and Baltic markets to maintain and further develop the strong strategic position in the Northern European securities markets.
Prior to this Jochumsen served as President and member of the OMX Executive Team, Hans-Ole Jochumsen has played a key role in the strategic development of OMX and the business area Information Services & New Markets in particular.
Jochumsens responsibility encompassed three areas, enabling growth in Information Services, integrating and developing the Baltic markets as well as cultivating OMX business in high potential Central European capital markets. Areas of responsibility also included Broker Services, OMX's offering of back office and custody solutions to Nordic clients.
During Jochumsen's tenure, OMX has successfully launched the Nordic Market Data offering, bringing the market data distribution from seven different Nordic and Baltic marketplaces into one source. Jochumsen has also led the launch of the news distribution service and significant developments on the Baltic markets.
Previously, Jochumsen served as President and CEO of Copenhagen Stock Exchange and FUTOP Clearingcentralen Ltd. He was at the helm of the Copenhagen Stock Exchange during its exceptional turnaround from 1998-2006. He also spearheaded the merger of the Copenhagen and Stockholm exchanges.
From 1990 to 1998 Jochumsen served as member of the Manangement Board of the following Danish financial institutions; BRFkredit, GiroBank and BG Bank. The latter being the third largest bank in Denmark.
Current as of: 03/08
Edward S. Knight
Executive Vice President, General Counsel & Chief Regulatory Officer
In October 2000, Edward Knight was named Executive Vice President and General Counsel of the Nasdaq Stock Market, Inc. Mr. Knight served as the Chief Legal Officer of the National Association of Securities Dealers (NASD, now FINRA) from June 1999 until becoming NASDAQ General Counsel. In his role as General Counsel, Knight is responsible for providing legal counsel to senior management and for overseeing the quality of legal services across the global organization. He is also responsible for government relations, listing qualifications, and market regulation. In addition, Knight oversees the Office of Corporate Secretary, which is responsible for all of NASDAQ's corporate governance activities and maintaining the Corporate Record. Mr. Knight is the Chief Regulatory Officer of the NASDAQ Exchange.
Knight led NASDAQ's efforts to operate as a national securities exchange. In January 2006, the Securities and Exchange Commission (SEC) unanimously approved NASDAQ's application for exchange status. This action allowed NASDAQ to complete its separation from NASD and realize its vision as the premier market in the world served by the gold standard in regulators, the NASD.
Prior to joining the NASD, Knight served as General Counsel of the U.S. Department of the Treasury from September 1994 to June 1999, where he was the Department's longest-serving General Counsel since the position was created in 1934. Upon his departure, Knight received from Treasury Secretary Robert Rubin the Alexander Hamilton Award, the Department's highest award, for exemplary service to the Department and also received the Honor Award from the Secret Service. Before being named General Counsel, Knight served as Executive Secretary and Senior Advisor to Secretary of the Treasury Lloyd Bentsen.
Knight's accomplishments at the Treasury Department include his critical involvement in the United States' provision of bilateral assistance to the Government of Brazil in the fall of 1998 and to the Government of Mexico in 1995. He also led the legal team that successfully privatized the U.S. Enrichment Corporation in July 1998, the largest privatization in U.S. history. He also was on the commission that restructured the Internal Revenue Service in 1996 and led the legal team that advised Treasury Secretary Rubin in 1995 and 1996 on the debt limit crisis.
Prior to his tenure at the Treasury, Knight was a partner with the law firm of Akin, Gump, Strauss, Hauer and Feld in its Washington, D.C., office. A Texas native, Knight received his B.A., with honors in Latin American Studies from the University of Texas at Austin and his J.D. from the University of Texas School of Law, and sits on the law school's Alumni Board of Directors. Knight is a member of the District of Columbia, Texas and Supreme Court Bars, and the Council on Foreign Relations. Mr. Knight served as a member of the Obama Transition Team at the U.S. Treasury Department.
As Senior Vice President of Market Technology Mr. Lars Ottersgård is responsible for the global sales operations of NASDAQ OMX's technology business segment. Mr. Ottersgård joined OMX in January, 2006 as Head of Sales and has been in his current role with NASDAQ OMX since October, 2008.
The Market Technology business consists of five operations:
Sales - whose objective is to represent the full capability of NASDAQ OMX to Exchanges, Clearinghouses and CSD's across the globe;
Advisory & Training – which provides professional services related to knowledge transfer and strategy development. Customers include marketplaces, clearinghouses and CSDs, and central banks;
Business Development - whose primary focus is to ensure a strong and competitive portfolio of offerings that can assist existing and potential marketplace customers in maximizing their market potential with NASDAQ OMX as business partner;
Delivery Management – which is responsible for all NASDAQ OMXs external technology deliveries to global customers, and through common project governance, project control and project methodology, ensures the fulfillment of customer goals; and,
Business Control – the finance function within Market Technology that supports the business in achieving its strategic objectives.
Prior to joining OMX Mr. Ottersgård held various positions at a Nordic and European level with IBM for twenty years. His most recent position at IBM was Sector Executive for Strategic Outsourcing for the Distribution and Communication industries.
Mr. Ottersgård holds a Technical degree and a Diploma in Management at London Open Business University and a number of IBM professional certifications related to sales and management.
Current as of 09/01
David P. Warren
Executive Vice President, Chief Financial Officer
David P. Warren is Executive Vice President, Chief Financial Officer. As CFO, Mr. Warren has lead capital raising efforts for the company, improved The Nasdaq Stock Market's financial flexibility via the reduction of debt, actively participated in numerous acquisitions and managed the company's bottom-line to consistently increasing profitability. Mr. Warren played a key role in NASDAQ's demutalization
and separation from its owner-regulator, the NASD, leading the organization's transformation to a publicly traded, for-profit stock exchange. In early 2005, Mr. Warren led the exchange's first public offering of common stock.
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