UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 2, 2010 (May 27, 2010)

 

 

The NASDAQ OMX Group, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware		000-32651		52-1165937
(State or other jurisdiction of incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

 

One Liberty Plaza, New York, New York		10006
(Address of principal executive offices)		(Zip code)

Registrant’s telephone number, including area code: +1 212 401 8700

No change since last report

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

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Item 5.07.

Submission of Matters to a Vote of Security Holders.

At the annual meeting of stockholders of The NASDAQ OMX Group, Inc. (“NASDAQ OMX”) held on May 27, 2010, the stockholders elected each of NASDAQ OMX’s nominees for director to serve for terms of one year and until their successors are duly elected and qualified. The stockholders also approved each of NASDAQ OMX’s other six proposals.

The table below shows the voting results.

 

				For		Against		Abstain		Broker Non- Votes
Proposal I:		Election of Directors
		Urban Bäckström		116,105,503		278,802		444,834		14,044,010
		H. Furlong Baldwin		116,011,704		371,735		445,700		14,044,010
		Michael Casey		83,423,013		32,961,945		444,181		14,044,010
		Lon Gorman		83,800,528		32,584,227		444,384		14,044,010
		Robert Greifeld		116,021,293		360,736		447,110		14,044,010
		Glenn H. Hutchins		80,518,534		35,861,564		449,041		14,044,010
		Birgitta Kantola		83,796,678		32,582,002		450,458		14,044,010
		Essa Kazim		116,097,675		283,889		447,575		14,044,010
		John D. Markese		115,798,116		581,178		449,845		14,044,010
		Hans Munk Nielsen		114,598,663		1,780,230		450,246		14,044,010
		Thomas F. O’Neill		112,835,724		3,540,780		452,635		14,044,010
		James S. Riepe		116,101,496		277,718		449,925		14,044,010
		Michael R. Splinter		83,784,902		32,592,416		451,821		14,044,010
		Lars Wedenborn		116,104,828		273,567		450,744		14,044,010
		Deborah L. Wince-Smith		83,796,907		32,586,341		445,891		14,044,010
Proposal II:		Ratify Appointment of Independent Registered Public Accounting Firm		130,317,179		506,287		49,683		0
Proposal III:		Approve Amended and Restated NASDAQ OMX Equity Incentive Plan		108,443,276		7,749,029		636,834		14,044,010
Proposal IV:		Approve Amendment to NASDAQ OMX Equity Incentive Plan to Allow a One-Time Stock Option Exchange Program		101,279,517		14,883,300		666,323		14,044,010
Proposal V:		Approve Amended and Restated NASDAQ OMX Employee Stock Purchase Plan		115,186,009		1,014,662		628,467		14,044,010
Proposal VI:		Approve NASDAQ OMX 2010 Executive Corporate Incentive Plan		113,936,447		2,212,377		680,315		14,044,010
Proposal VII:		Approve Conversion of Series A Preferred Stock into Common Stock		115,911,890		756,988		160,261		14,044,010

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: June 2, 2010		The NASDAQ OMX Group, Inc.
		By:		/S/    EDWARD S. KNIGHT
				Edward S. Knight
				Executive Vice President and General Counsel